Some
Questions to Use in Analyzing Novels
Questions relating to the analysis
of PLOT
1. Who is the protagonist of this novel? Identify him/her quickly by name, age, era, locale,
social class, family, and occupation.
2. Summarize as briefly as possible the single change which occurs to
the protagonist during the course of this novel, taking care to specify whether
this change is mainly one of fortune, moral character, or knowledge.
3. Trace the progress of this change through these detailed stages:
a. the original situation of the protagonist
(include the initial possibilities of later disequilibrium)
b. the precipitating event (or series of events)
which begins to involve the protagonist in a central tension
c. the alternative types of action which are
available to the protagonist as her/his involvement intensifies
d. the major steps that intensify the involvement.Show
how each step advances the involvement, and how it changes the relative strength
of the alternatives.
e. the crisis. Show what event precipitates the
crisis and how.
f. the resolution. Show what event breaks the
crisis and how.
4. What questions of probability arise in this novel? (Suggestion: select the
two or three events which would
be most unlikely in ordinary life; show how
the likelihood of these events is established in the novel, or how their occurrence
may be artistically justified.) In general, are the events of this novel made
sufficiently probable to support its total design?
5. To what extent may the plot of this novel be called tight or loose? Can its
loose features (if any) be artistically justified?
6. At what one or two points in this novel is tension highest? Lowest? How is
that degree of tension produced, and how is it appropriate? Does this novel
as a whole seem to be high-tension or low-tension? How is the degree of tension
appropriate to the design of the novel as a whole?
Questions relating to the analysis
of CHARACTERIZATION
1. Discuss the protagonist in this novel In terms of flatness or roundness. What purposes are
served by her/his flat traits, if any? Discuss any two minor characters in similar terms. For
each, justify the degree of flatness or roundness in terms of the character's contribution to
this novel.
2. Evaluate the moral structure of the protagonist:
a. To what degree is her/his moral stature defined
by contrasting minor characters, by the testimony of characters who are readily
acceptable as witnesses?
b. Discuss the protagonist's inclinations to
specific virtues and vices, her/his powers or handicaps with relation to those
virtues and vices.
c. Discuss one or two important actions in which
her/his moral stature is apparent.
3. Describe the psychology of the protagonist:
a. What are her/his dominant traits or desires?
How did these traits or desires apparently originate? Do they support or oppose
one another? Explain.
b. Through what modes of awareness is the protagonist
most responsive to life and experience: rational, instinctual, sensory, emotional,
intuitive? Explain and illustrate.
c. Discuss the way in which the protagonist takes
hold of an emergency. In what terms does she/he see her/his problem? What does
she/he maximize or minimize, try to prove or disprove? Do her/his reactions
proceed through definite phases? If so, what are they? How may one explain the
protagonist's effectiveness or inadequacy in taking hold of this emergency?
4. In view of all the matters above, what does the author apparently wish us to
think and feel about what happens to the protagonist?
5. Is the personality of the protagonist worked out with probability and consistency?
Why or why not?
Questions relating to the analysis
of NARRATIVE MANNER
1. What is the predominant point of view in this novel, and who seems to be the focal
character? Illustrate by citing a very brief passage from the novel and showing how it
confirms your opinion.
2. Does this novel have any significant shift in FOCUS? What principles of
focus seem to govern the novel?
3. What kind of breadth or narrowness of vision is generated for the reader
by the point of view employed in the novel? How do the qualities of the focal
character influence the reader's reception? Altogether, what does the point
of view contribute to this novel?
4. What kind of ordering of time predominates in this novel? Explain. (If there
is a distinct time frame in the narrator's "present" that differs from the time
frame of the story being told, describe it and explain why this difference has
been created by the author.)
5. At what points does the narrative significantly slow down or speed
up? At what points do conspicuous time jumps occur? Is there a noticeable tempo
in the novel?
6. What features of the treatment of time (questions 4 and 5) seem to bear most
distinctly upon the novel's total effect? How?
7. Select several passages from this novel, each reasonably brief, and use them
to illustrate a discussion of such stylistic matters as these:
a. special qualities of diction and sentence
structure
b. the use of style to Individuate the speech,
thought, and personality of given characters
c. the implied presence of the narrator or "author";
her/his level of artificiality; her/his personality
d. the basic vision of life which the style
of the novel reflects and extends
8. Take any important character or event of this novel, and describe the kind
of distance at which the reader is placed. What factors help to determine this
placement, and how? What contribution to this novel as a whole is made by the
author's choice of distance for this character or event?
Questions relevant to the analysis
of IDEA
1. To what extent does this novel stress idea through the use of generalizing
devices. Illustrate the more obvious uses.
2. According to this novel, what kind of behavior makes for lasting human worth
or for human waste? If a heroic ideal is implied by this novel, describe it.
3. What specific social problems does the author seem to regard as unsolved?
What causes seem to be mainly responsible, and why? From where is one led to
believe that a solution may come? Explain.
4. Evaluate the relative importance in influencing the outcome of the novel
of the following: physical nature, biological make-up, intimate personal relationships,
society. Generalize, to show what the novelist seems to regard as the chief
area in which human destiny is formed.
5. As set forth in this novel, to what extent is any individual able to manage
these formative conditions? (The soundness and the external success of the admirable
characters might be brought into the discussion here.) Through what mode of
awareness do the admirable characters behave most soundly and with greatest
external success?
6. To what extent is the individual's final outcome helped or hindered by forces
outside her/his control? In this novel are these influences benignant, malignant,
or indifferent?
7. To what extent are all these ideas based upon the concept of a guiding tendency,
force, spirit, or God in the universe? If the author of this novel has implied
such a force or being, what are its attributes and what is its relationship
to man? (If more than one view seems to be expressed, describe each view and
explain the author's apparent preference.)
Questions relating to the analysis
of BACKGROUND
1. Summarize the facts of the author's birth, family and social position, main
gifts or handicaps, education, and entry into writing.
2. Briefly describe, with dates, the more important of the novelist's earlier
works, giving special attention to the work immediately preceding the novel
under study.
3. What specific circumstances led the novelist to write this novel? To what
extent did she/he depart from the kind of fiction she/he had written up to this
point? What persons, events, or other autobiographical materials does this novel
reflect, and with what modifications? What account of her/his inspirations and
problems with this novel did the author provide through letters, prefaces, journals,
and the like?
4. By focusing upon sample details of this novel, show how this biographical information
(questions 1 and 3) helps to explain the design of the work.
5. What main features of social tension or stability in her/his own times did
the author treat in this novel? (Sample topics: ideology, institutions, war, economics,
technology, daily life, the process of history.) Explain, using both this novel
and such outside sources as personal statements by the author, histories of the
period, and the like.
6. By focusing upon sample details of this novel, show how this historical information
(question 5) helps to explain the design of the novel.
7. What authors, literary circles, or movements did the present novelist support
or attack, imitate, join, or depart from? Why?
8. What did she/he or her/his group conceive to be the special nature of the novel
with regard to its creators, its subject-matters, its techniques, its readers?
9. By focusing upon sample details of this novel, show how this literary background
(questions 7 and 8) helps to explain the design of the novel.
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